Annual Trustee Return

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About this form

The Annual Trustee Return form combines the Annual Trustee Return (ATR) and the Notice of Significant Event forms. When your ATR is due for lodgement, the dashboard will show the due date.
 

An example image showing that your Annual Trustee Return is due

If your ATR is not due, the ATR dashboard will advise you accordingly.

An example image showing that your Annual Trustee Return is not due

How to complete your ATR

Step 1: Log in and navigate to your ATR

Log into your OIS portal and navigate to the Annual Trustee Return & Notifications menu on the Dashboard.

An example image showing the Annual Trustee Return and Notification Menu

Review and complete the details under each submenu as necessary (per below steps). Note that details completed in your last ATR lodged, will be retained in the portal.

Step 2: Review your contact details

View your details on the Register of Trustees by clicking on the blue link on the page. Should you need to update any of the contact details, please select the blue pencil icon to edit the necessary fields. If no update to your contact details is necessary, go to the next question – Overseas Residency

An example image showing Contact Details and Residency

Review and edit contact details fields.

An example image showing editing Contact Details

When you update any of the fields shown above, there are several fields required on the bottom of the page to advise us of the date of the event and when you were aware of the event. These fields are mandatory.

Once you have reviewed the information select the green Save icon.

Form fields for date of event and date of awareness of event, with a text area for supporting information

If no update was made to the page, select the back button. 

An example image showing if no Contact Details updated press back button

Confirm any overseas residency periods

Please add any Overseas residency details if you have resided overseas at any time on or after 1 July 2022 by pressing the blue plus button.

The Overseas Residency section, with a plus button to add a record and columns for From, To, and Address

Update/add any period you resided overseas and complete the mandatory fields at the bottom of the screen.
Once reviewed, press the green save button. If no updates were made press the back button.

The Editing Residency Information form, showing fields for start date, end date, Australian residency status, and date of occurrence fields with a text area for supporting documentation

Step 3: Update practice and memberships details

Review and complete details relating to  your practices size and structure (by clicking the pencil), Professional Membership/s (by clicking the + symbol), and Public Practice Certificate (by clicking the + symbol) as required.

The Practice Details, Memberships and Certificates page, showing the Practice Details section with an edit button

The Professional Memberships section, with a plus button to add a record

The Public Practice Certificates section, with a plus button to add a record

Please note that when adding/editing practice details the date of occurrence is a mandatory field even when NO is selected. When NO is selected, please enter the date of form completion in the date fields.

An example image showing Practice details, Memberships and Certificates.

Step 4: Enter your insurance details

Professional Indemnity Insurance (PII) and fidelity Insurance details

Enter details of your professional indemnity and fidelity insurance (either by editing currently listed policies or by pressing the + symbol). Please ensure that a current copy of your certificate of currency is uploaded.

Please note once your insurance policy expires you can at any time go back into the insurance screen and update the insurance details while attaching the new certificate of currency.

Insurance claims and refusals

If you have not made any insurance claims or have not had any insurance refused you do not need to complete these tabs.

An example image showing Insurance claims and refusals tabs

Disciplinary and other action

Please complete details of any disciplinary action, insolvency or disqualifications in Australia or overseas when necessary. If you have not been the subject of any of these actions, there is no need to complete the fields.

Four sections each with a plus button to add a record: Administration Removals, Disqualifications, Bankruptcy Notice and Insolvency, and Disciplinary Action

The Other Reportable Incidents section, with a plus button to add a record, and columns for Date and Incident Type

Please note that every reportable event requires completion of mandatory dates of event and awareness. 

Step 5: Enter any other information and attach any other relevant documents

List any other prescribed events not otherwise recorded previously in your ATR. If you do not have any other information to disclose, there is no need to complete the fields.

The Other Information and Attachments page, showing the Other Information section with a plus button to add a record and columns for Title, Has Attachments, and Date Added

Please note that every reportable event requires completion of mandatory dates of event and awareness. 

Step 6: Review your ATR

If necessary, review all the information entered or amended using the Submission history menu.

An example image showing the menu location for Submission History

Step 7: Submit your ATR

When you are ready to submit the Annual Trustee Return – navigate to the Submit Annual Trustee Return

An example image showing the menu location for Submit Annual Trustee Return

Scroll down to the bottom of the page and select the green Submit button.

An example image showing submit button for Submit Annual Trustee Return

Notice of Significant and Other events

In accordance with sections 35-1 and 35-5 of the Insolvency Practice Schedule (Bankruptcy) and section 35-1 of the Insolvency Practice Rules (Bankruptcy), a Registered Trustee is required to notify the Inspector-General of certain events.

These events include changes to your name, your firm name, and contact details. Updates to your name and contact details will be reflected in the online Register of Trustees within 30 minutes. 

Change to firm details can be done using this online form, however this will be updated manually by the Practitioner Management Officer upon form submission. Please contact rpo@afsa.gov.au if a change to firm details is not reflected in the online Register of Trustee within two business days.

Confirming your submission

Any changes and lodgements of your ATR are shown under the Submission History menu as outlined above. If your ATR is still outstanding for the period, the page will show your due date.

If during the process you need to return to the main reporting dashboard to navigate to a different sub-menu, you can select the Practitioner Dashboard breadcrumb at anytime to go back without saving your updates.

An example image showing how to return to main reporting dashboard

For any other questions or support please contact the Practitioner Management Officer on rpo@afsa.gov.au