Regulation and compliance

AFSA conducts regulatory work in accordance with the regulatory publications and each annual Insolvency Practitioner Compliance Program.

Regulatory Strategy
AFSA is a visible, modern and contemporary regulator. The Regulatory Strategy 2023-2027 and Regulatory Action Statement outlines our key regulatory...
AFSA Regulatory Strategy 2023-27
The Regulatory Strategy articulates AFSA’s regulatory stewardship approach and informs our operational policies and plans.
Regulatory Review 2024
A review was conducted to provide a roadmap for AFSA to lift regulatory performance and outcomes for 2024-25 financial year.
Regulatory Action Cooperation and Support Policy
This policy assists AFSA to investigate where more than one person is involved in misconduct, fraud or other alleged criminal conduct.
Regulatory Charter 2021
The Regulatory Charter guides the regulatory strategies for insolvency and the Personal Property Securities Register (PPSR).
Regulatory Framework for RDAAs
Our regulatory framework explains how AFSA approaches the regulation of the insolvency profession.
Regulatory Framework
Our regulatory framework explains how we approach the regulation of the insolvency profession.
Regulator Performance Framework
Find out about our current and previous Regulatory Performance Framework.
Regulatory and compliance activities
AFSA’s Insolvency Practitioner Regulatory and Compliance activities such as practitioner registrations, inspections, guidance, complaints and...
Best Practice Reports
AFSA reports analysing aspects of the personal insolvency system.
AFSA Fraud & Corruption Control Plan 2024 – 2026
Fraud damages confidence in the personal insolvency and the personal property securities (PPS) systems and AFSA’s reputation as the regulator.