Regulation and compliance

The PPS Regulatory Strategy is a key document outlining AFSA’s regulatory focus areas for 2021–22.

This policy assists AFSA to investigate where more than one person is involved in misconduct, fraud or other alleged criminal conduct.

The Regulatory Charter guides the regulatory strategies for insolvency and the Personal Property Securities Register (PPSR).

Our regulatory framework explains how AFSA approaches the regulation of the insolvency profession.

Our regulatory framework explains how we approach the regulation of the insolvency profession.

Find out about our current and previous Regulatory Performance Framework.

AFSA’s Insolvency Practitioner Regulatory and Compliance activities such as practitioner registrations, inspections, guidance, complaints and...

AFSA reports analysing aspects of the personal insolvency system.